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Practical Application of the QUALIFY Instrument – Selection of Quality Indicators for Mandatory Public Reporting of German Hospitals

Mandate and Objectives

BQS quality indicators were developed in order to be used for internal quality management and for anonymous external quality comparison. A use for public reporting of hospital results was so far not intended.

BQS was commissioned on May 16, 2006, by the Federal Joint Committee (Gemeinsamer Bundesausschuss) to identify suitable indicators to inform patients and the insured. This analysis should enable the Federal Joint Committee to decide, whether and in which form the results of external hospital measurement can be mandatory and uniformly presented in the structured quality reports according to the German Social Code § 137 SGB V.

The public reporting of quality measures in medicine and patient care using uniform quality indicators is largely new for the German health care system, but it is the focus of increasing public interest. It is therefore important that quality indicators are chosen, for which the danger of erroneous decisions and false interpretations is as small as possible.

BQS Quality Indicators
In 2006, the hospitals were required to collect data for external measurement in 24 service areas of health care (BQS measurement areas german version only ). In these care, 180 BQS quality indicators were available, whose results were analyzed for all hospitals. These indicators were included in the analysis.

Realization of the Mandate of the Federal Joint Committee
The mandate of the Federal Joint Committee was executed by BQS and BQS specialty groups german version only.

Execution of the Analysis and Results

Customization of the QUALIFY Instrument for the Mandate
Not all 20 criteria of the QUALIFY instrument were applicable and relevant for the mandate to identify indicators for public reporting. Therefore, the QUALIFY instrument was adapted for the mandate.

14 criteria were identified which had special relevance for the particular question and for which a suitable background information for the assessment could be provided. (Table 5).

Table 5: Criteria for public reporting

Category   
Criterion

Relevance

Importance of the quality characteristic captured with the quality indicator for patients and the health care system
Benefit
Consideration of potential risks / side effects

Scientific soundness

Indicator evidence
Clarity of the definitions (of the indicator and its application)
Reliability
Ability of statistical differentiation
Risk adjustment
Validity
Feasibility Understandability and interpretability for patients and the interested public
Indicator expression can be influenced by providers
Correctness of data can be verified
Completeness of data can be verified
Complete count of data sets can be verified


In Table 6 it is shown which criteria were not used for the assessment and the reasons for not using them are displayed.

Table 6: Reasons for non-appliance of criteria

Criterion
Reasons for non-appliance of criteria
Understandability for physicians and nurses This criterion is not important for the assessment of the suitability for public reporting since it is already considered by the criterion understandability and interpretability for patients and the interested public.
Data availability For the retrospective assessment of quality indicators, this criterion is not relevant. The assessment of this criterion provides important information whether a possibility exists for a new or further development of a process with better data availability.
Data collection effort For the retrospective assessment of quality indicators, this criterion is not relevant. The assessment of this criterion provides important information whether a possibility exists for a new or further development of a process with lesser collection effort.
Barriers to implementation considered For the retrospective assessment of quality indicators, this criterion is not relevant. The assessment of this criterion provides important information whether a possibility exists for a new or further development of a process containing lesser or non barriers to implementation.
Sensitivity In order to measure quality with this criterion, a comparison to the gold standard, which is currently not available, would be necessary. The formalized and uniform Structured Dialogue? in conspicuous and inconspicuous institutions can be used as a surrogate measure for the gold standard in certain dimensions of quality. On the basis of information available in the short term, an assessment of the sensitivity of an indicator would be speculative. Thus it was abandoned.
Specificity In order to measure quality with this criterion, a comparison to the gold standard, which is currently not available, would be necessary. The formalized and uniform Structured Dialogue in conspicuous and inconspicuous institutions can be used as a surrogate measure for the gold standard in certain dimensions of quality. On the basis of information available in the short term, an assessment of the specificity of an indicator would be speculative. Thus it was abandoned. By means of the criteria clarity of definition and risk adjustment important prerequisites for the specificity are evaluated.

Acceptance of the Suitability of an Indicator
A quality indicator was considered appropriate for public reporting when in all 14 evaluated criteria a suitability was determined.

For the criterion indicator evidence suitability was determined by a classification of “medium” “high” or “very high”. For the other 13 criteria the suitability was determined by an assessment result of “applies” or “rather applies”.

Preparation of the Assessment
All members of the BQS specialty groups** were given the QUALIFY instrument at least one week before the specialty group sessions. The application of the QUALIFY instrument and the assessment procedure were again explained and discussed during the meetings.

The assessment of the individual criterion was prepared by sending out relevant information before the sessions and during the sessions they were explained and supplemented with special facilitation material.


Prioritization of Quality Indicators for the Assessment
A complete assessment of all 180 available BQS indicators on the basis of the QUALIFY instrument was not possible within the available time frame. Therefore, a prioritization had to be done.

The BQS specialty groups first identified the most relevant measurement areas,which means those with the largest number of cases. 12 of 24 areas were prioritized in this way for the analysis.   

Table 7: Prioritized measurement areas


Prioritized measurement areas (bold)
Cardiac Pacemaker Implantation
Cardiac pacemaker generator replacement
Cardiac pacemaker revision / explantation
Carotid Reconstruction
Cholecystectomy
Gynaecological Surgery
Obstetrics
Femoral neck fractures
Hip Arthroplasty
Revision of hip arthroplasty
Knee Arthroplasty
Revision of knee arthroplasty
Breast Surgery
Coronary Angiography / Percutaneous Coronary Intervention (PCI)
Nursing: Pressure Sore Prevention
Aortic valve surgery
Coronary Surgery
Combined coronary and aortic valve surgery
Heart transplantation
Liver transplantation
Living liver donation
Kidney transplantation
Living kidney donation
Community-Acquired Pneumonia

 

In the next step, indicators were identified in which methodological limitations with individual criteria were recognized in the past (e.g. outcome indicators with limited risk adjustment). Sentinel event indicators were also excluded from the assessment, since due to the rarity of the observed events a limited ability to discriminate was known for these indicators.


Through this approach, 55 quality indicators were prioritized for which formal assessment with the help of the QUALIFY instrument was started.

Execution and Results of the Assessment
For these 55 indicators the formal assessment took place with the help of the QUALIFY instrument by BQS and BQS specialty groups. On the basis of this assessment 31 quality indicators were identified from 11 BQS measurement areas which were recommended for public reporting without methodological reservations.

The Federal Joint Committee used them as a basis for the resolution to require publication of indicator results in the quality report of the hospitals. For 27 of these indicators which were evaluated as suitable without reservations, the requirement exists for publication in the quality report.

For the four quality indicators evaluated as suitable from the measurement area “community acquired pneumonia”, the Federal Joint Committee issued only a recommendation for publication. The BQS specialty group Pneumonia had recommended that outcomes from this measurement area should be reported only beginning with the data for the year 2007. The rationale for this recommendation was that after the introduction of this measurement area in 2005, the experiences and agreements from the Structured Dialogue? in 2006 could not be fully realized during 2006. The Federal Joint Commission followed this recommendation.

The results of the assessment of these indicators with the help of the QUALIFY instrument is published for all 14 criteria on the website www.bqs-qualitaetsindikatoren.de german version only.

Experiences in the Practical Application of the QUALIFY Instrument.

Practical Suitability of the QUALIFY Instrument
The assessment procedure resulted for the BQS specialty groups in a higher level of formalization in their counseling and decision-making processes than existed before. Therefore, standardized moderation tools were used to describe the instrument and the proceeding.

In practice, in the first sessions initial reservations existed among specialty group members because of the high degree of formalization. A discussion time of 2-4 hours per specialty group was necessary to explain the instrument and the application. Afterwards, a familiarity with the assessment procedures developed relatively quickly within the specialty groups.

The methodological assessment of quality indicators with the help of the QUALIFY instrument requires 2-5 hours of consulting by the expert committees, as well as substantial effort to compile and compare the background information for the assessment.

Overall, the instrument has proven to be time consuming but practically manageable.

Benefit of the QUALIFY Instrument
In the literature, the assessment of the methodological characteristics of quality indicators takes place with a multitude of criteria, some of which show interactions and cannot be clearly arranged hierarchically. Uniform definitions do not exist nationally or internationally.

This high complexity could be reduced with a clear structure and uniform definitions of the QUALIFY instrument. The arrangement into practically manageable single criteria made a structured discussion and assessment possible.

The uniformity of the assessment ensures that the same requirements in quality indicators are applied to all measurement areas (BQS quality indicator sets).

All assessment results can be displayed transparently. This enables an open scientific discussion of the instrument as well as the assessment results of the of individual quality indicators.

Thus a public discussion as to whether the “right” quality indicators were selected can occur in a structured way with the help of the criteria.

Further Development of the QUALIFY Instrument

Practical experiences have shown that in the future refined moderation tools can be used with individual criteria to make complex assessment situations more understandable and therefore facilitate a faster assessment. E.g. in the criterion ability of statistical differentiation the visualization of the three step methodology could be improved after the first experiences.

Unavoidable redundancies exist between individual criteria. In individual cases it should be checked whether the criteria cannot be more clearly separated from each other. For example, the criterion importance also captures aspects of utilization, so that the criterion benefit could be more clearly focused on the practical benefit of the indicator.

For the criterion reliability, it has been shown that an improved information base should be strived for. In the future, during the development of new indicators an improved information base should be created using specific pilot tests (test-retest and inter-rater reliability).

The scientific publication of the QUALIFY instrument and its pilot application will enable a discussion which could be the basis for further methodological advancement of the instrument.